The Research, Archiving and Statistics Provisions
-
We are currently consulting on this draft guidance - our consultation is open until 05 May 2026.
Latest updates - 27 February 2026
27 February 2026 - this draft guidance was published.
About this guidance
This guidance discusses the research, archiving and statistics (RAS) provisions in UK data protection law in detail. It is aimed at data protection officers (DPOs) and those with specific data protection responsibilities in organisations undertaking research, archiving or processing for statistical purposes.
It provides guidance on how these provisions work and sets out our understanding of the provisions’ key terms.
It explains how the RAS provisions relate to the data protection principles and grounds for processing. It also details the exemptions set out in the provisions. It summarises the key points you need to know and answers frequently asked questions.
In places, the guidance provides examples to illustrate how a specific provision might apply. These are not fully worked case studies. They do not address every aspect of regulatory compliance that organisations are subject to.
Many research projects are very complex, involving multiple organisations often in different countries. It is likely that you are subject to a range of regulatory requirements, depending on your sector and your type of research-related activity. This guidance does not cover all of these issues.
This guidance focuses specifically on the use of the RAS provisions. We are not presenting this guidance as a comprehensive guide to data protection compliance for researchers. You should therefore read this guidance in conjunction with our other guidance, as well as sectoral guidance, where available.
For broader guidance on data protection compliance, see our Guide to Data Protection.
How to use this guidance
To help you to understand the law and good practice as clearly as possible, this guidance says what organisations must, should, and could do to comply.
Legislative or legal requirements
Must refers to:
- legislative requirements within our remit; or
- established case law (for the laws that we regulate) that's binding.
Good practice
Should doesn't refer to a legislative requirement, but what we expect you to do to comply effectively with the law. We expect you to do this unless there's a good reason not to. If you choose to take a different approach, you need to be able to demonstrate that this approach also complies with the law.
Could refers to an option or example that you may consider to help you to comply effectively. There are likely to be various other ways for you to comply.
This approach only applies where indicated in our guidance. We will update other guidance in due course.
Contents
What are the research, archiving and statistics provisions?
What is research related processing?
In detail
- What is research-related processing?
- What is archiving in the public interest?
- What is scientific research?
- What is historical research?
- What is processing for statistical purposes?
What requirements and safeguards must we have in place?
In detail
- What does the law say?
- What is anonymisation?
- What is pseudonymisation?
- When is processing likely to cause substantial damage or substantial distress?
- What does not used for measures or decisions about the people whose information you are using mean?
- What other safeguards do we need to have in place?
How do the RAS provisions affect the principles and grounds for processing?
In detail
- What do the data protection principles say about research?
- What does the purpose limitation principle say about research?
- Do we need a new lawful basis?
- What if our original processing was based on consent?
- What does the storage limitation principle say about research?
- What lawful basis applies to processing personal information for research-related purposes?
- What about consent?
- What is the research condition for processing special category information?
- What is the research condition for processing criminal offence information?
- What does ‘necessary’ mean?
- When is research-related processing ‘in the public interest’?
What are the exemptions for research?
In detail
- What should we take into account when applying these exemptions?
- What is the exception to the right to be informed?
- What is the exemption from the right of access?
- What is the exemption from the right to rectification?
- What is the exception from the right to erasure?
- What is the exemption from the right to restrict processing?
- What is the archiving exemption from the right to data portability?
- What is the exemption from the right to object?